International Journal of Astrobiology
2, (4): 307-312 (2003). Cambridge University Press.
TESTING EVOLUTIONARY CONVERGENCE ON EUROPA
Julian Chela-Flores
The Abdus Salam International
Centre for Theoretical Physics,
Strada Costiera 11, PO Box 586; 34014 Trieste, Italy, and
Instituto de Estudios Avanzados, Apartado
17606 Parque Central, Caracas 1015A, Venezuela.
Phone +390-40-2240392; fax: +390-40-22-42 41; e-mail: chelaf@ictp.trieste.it;
URL: http://www.ictp.trieste.it/~chelaf/index.html
ABSTRACT
A major objective in solar system exploration is the insertion of appropriate biology-oriented experiments in future missions. We discuss various reasons for suggesting that this type of research be considered a high priority for feasibility studies and, subsequently, for technological development of appropriate melters and submersibles. Based on numerous examples, we argue in favour of the assumption that Darwin's theory is valid for the evolution of life anywhere in the universe. We have suggested how to obtain preliminary insights into the question of the distribution of life in the universe. Universal evolution of intelligent behaviour is at the end of an evolutionary pathway, in which evolution of ion channels in the membrane of microorganisms occurs in its early stages. Further, we have argued that a preliminary test of this conjecture is feasible with experiments on the Europan surface or ocean, involving evolutionary biosignatures (ion channels). This aspect of the exploration for life in the solar system should be viewed as a complement to the astronomical approach for the search of evidence of the later stages of the evolutionary pathways towards intelligent behaviour.
Key words:
Life detection in our solar system and beyond,
an Europan biosphere, biomarkers for evolutionary convergence,
electrophysiology of ionic channels, evolution of intelligent
behaviour.
1. Introduction
1.1 THE UNIVERSALITY OF DARWINIAN
EVOLUTION
Although Darwin's theory of natural selection is recognised universally
as the basis for discussing any branch of biology, its relevance
to what we now call astrobiology was only clearly pointed
out during the commemoration of the centenary of Darwin's death
(Dawkins, 1983). The points made on that occasion are still relevant:
"[Darwinism] is probably the only theory that can adequately
account for the phenomena that we associate with life".
Dawkins' main concern, and ours in the present paper, is with
the question of whether there are principles that are fundamental
to all forms of life that may evolve in the universe. His main
criticism, which we endorse, is that our writings have been rich
in how extraterrestrial life might work, but poor in the discussion
of how it might evolve.
Today, two decades later, when we are considering biology in general,
and astrobiology in particular, we have the advantage that new
and significant experiments are available; they give us some insight
into the relative dominance of natural selection over historical
contingency. We also have much clearer ideas regarding the distribution
of the chemical components of life in interstellar space. Besides,
there is growing evidence of the universality of the formation
of solar systems, and in particular planetary hydrospheres and
atmospheres (Cosmovici et al, 2002): Preliminary evidence
suggests that there are water emission signals in planetary systems
around Epsilon Eridani, Upsilon Andromedae and Lalande 21185.
1.2 WHAT SHOULD WE TEST DURING
SOLAR SYSTEM EXPLORATION?
Evolutionary responses to perturbations in a natural terrestrial
environment can, in principle, lead to unpredictable evolutionary
pathways. For instance, the large meteoritic impact in the Yucatan
peninsula at the end of the Cretaceous perturbed the evolutionary
pathway of large land animals. Notwithstanding the extinction
of large predators (dinosaurs), it would have been possible to
forecast, to a certain extent, an evolutionary response to such
significant perturbation of the terrestrial environment. Indeed,
independent evolutionary pathways triggered by perturbation to
the environment may lead to features that tend to become similar
even though they may be evolving in different lineages. This aspect
of evolution can be illustrated with multiple examples, as we
shall see below and later on in Sec. 3. We say that evolution
in those cases is 'convergent'. A preliminary example is provided
by the evolution of wings in birds and bats. For clarity, we should
consider even at this stage a further example in detail: the New
World cacti and the African spurge family are similar in
appearance. These plants are succulent, spiny, water storing,
and adapted to desert conditions (Tudge, 1991). Yet, they belong
to separate families. Their similar characteristics have evolved
independently triggered by similar environmental challenges in
completely different terrestrial habitats. This illustration is
therefore considered a clear case of convergence, not a mere coincidence.
After such perturbations of the environment, the evolution of
some features of the terrestrial biota will converge in other
lines that have not been extinguished: large carnivorous predators,
for instance, will inexorably arise. It should be underlined that
at present astrobiology is in the process of identifying terrestrial-like
environments that are significantly similar to those of the Earth
(both in our solar system, either in planetary or in satellite
environments, and also elsewhere in other solar systems). If we
assume that evolutionary convergence takes place at the molecular,
prebiotic, and cellular stages in such environments, our working
hypothesis, then the universality of Darwinian evolution in those
new environments is the most outstanding question that we should
endeavour to test as early as possible during the early stages
of solar system exploration.
For these reasons astrobiology is truly beginning to force upon
us the need to reconsider two fundamental questions:
(A) How far can we attempt to forecast evolutionary responses
to perturbations in a natural terrestrial environment? This question
is analysed in Sec. 3, and,
(B) How far can we attempt to forecast evolutionary responses
to perturbations of environments that are analogous to those of
the Earth? Question (B) is one of the topics discussed in this
paper
We shall return to these questions in Secs. 2 and 3 (with some
further examples); they will be discussed more extensively elsewhere
(Chela-Flores, 2003). There is ample consensus that chemical precursors
of terrestrial biomolecules may be firstly, ubiquitous in the
universe, and secondly that these chemicals may also be precursors
of life on planets (or satellites), whose biospheres are analogous
to our own. During solar system exploration these considerations
lead to the question of testing whether the evolution of life
in the universe can be understood in terms of Darwin's seminal
contribution, namely the evolution of life through natural selection.
2. TESTING CONVERGENT EVOLUTION IN OUR SOLAR SYSTEM
2.1 HOW CAN WE BEGIN TO TEST
CONVERGENT EVOLUTION?
In order to approach the empirical question of how far we can
test the earliest stages of biological evolution in our own solar
system, we should decide first whether we should expect any form
of convergence in the exo-microorganisms that we might encounter,
possibly close to the surface of icy worlds, such as Europa (cf.,
Sec. 2.3 below and Greenberg et al, 2002).
In order to approach possible tests of the first stages of evolution,
we may benefit from the results of the Galileo Mission to the
Jovian system: For this mission has brought to our attention aspects
of this Jovian satellite that are favourable to the origin of
life. Europa rotates around Jupiter in an elliptic orbit, a motion
that is constrained by the other three Galilean satellites (this
is a classical result of celestial mechanics due to Laplace).
As a result of this orbital resonance, the inner Galilean satellites
have a significant tidal effect that heats and stresses their
surfaces (an effect that is referred to as 'tidal heating').
Gravity measurements of the Europan moment of inertia from Galileo
suggest that Europa has an inner core, a rocky mantle and a surface
layer, mainly of liquid water. Impact craters also suggest that
there is an ice-covered inner ocean, since they are shallower
than would be expected on a solid (silicate) surface, such as
that of the Moon. A robot especially built to penetrate ice overlying
a mass of liquid water has been considered for some years - the
so-called 'cryobot' (Horvath et al, 1997). Others, more
recently, are approaching the question of melting probes with
the advantage gained with previous experience with the development
of lightweight gas chromatograph-mass spectrometer developed for
the Rosetta lander (Biele et al, 2002).
A somewhat more remote possibility is to build a corresponding
submersible robot ('hydrobot') capable of bearing some experiments
in its interior. With both of these robotic tools we would be
in a position to make significant advances in planetary exploration:
In the Europa ocean, or possibly on the iced surface itself, we
are presented with the problem of deciding whether biology experiments
should be planned in due course, and which tests should be taken
to the stage of feasibility studies. One class of experiments
shall be discussed in Secs. 2.4 - 2.6 within the area of electrophysiology.
2.2 PREBIOTIC, CHEMICAL AND
BIOLOGICAL EXPERIMENTS ON EUROPA
There are several classes of experiments to be discussed and clarifications
to be considered in the future Europa campaign (Chyba and Phillips,
2002):
o Firstly, at the prebiotic level, the content of the Europan
ocean should be ascertained. A suite of measurements should be
envisaged, in order to establish the subsurface context in which
an autochthonous Europan ecosystem would presumably flourish.
It would be advantageous to know the relative abundance of the
main cations and anions present in the ocean, besides the volatiles
such as oxygen, methane and carbon dioxide. (Certain knowledge
of the ions present could be considered as a preparatory contribution
for the electrophysiological test described in Secs. 2.4 - 2.6.)
o Secondly, the chemical evolution context should be probed. Indeed,
searches for amino acids and nucleotides make sense, since such
advanced stages of chemical evolution have been detected even
in other Solar System bodies, such as meteorites.
However, it should be underlined that there are still gaps in
our understanding of the likelihood of life emerging on Europa;
for instance:
o The existence of sufficient free-energy sources is possibly
the largest unknown factor (Chyba and Phillips, 2002).
o If the ongoing debate on the origin of life deep underground
(independent of sunlight) can be settled (Wächtershäuser,
2000), then this discussion will have repercussions on whether
Europa may have a resident autochthonous ecosystem.
2.3 ADEQUATE RESPONSES TO
EXTANT MICROORGANISMS ON EUROPA
In spite of these uncertainties and the evident need for further
theoretical and experimental work, we will inevitably have to
consider simultaneously with the above-mentioned work, how to
respond adequately to the eventual encounter with extant or frozen
extremophilic microorganisms. Such an event could indeed occur
at an early stage of the Europan surface exploration.
From previous experience with Europa analogues on Earth (in the
Dry Valley lakes of Antarctica), if a Europan biosphere has evolved
in the ocean, we cannot exclude that reprocessing of the ice-crust
could bring microorganisms close to the surface from the body
of water below (Parker et al, 1982). In addition, an independent
argument supports the possibility of living organisms may survive
in the crust, close to the surface (Greenberg et al, 2002):
current geological appearance as well as tidally-driven tectonic
theory argue in favour of recent resurfacing processes being capable
of supporting a Europan biosphere. (The time scale for these events
is established by the scarcity of craters on the icy surface.)
These two factors suggest, in turn, that biology-oriented experiments
should be included at the earliest stage of exploration of Europa.
Together with prebiotic and chemical evolution experiments, biological
evolution experiments should also be included in the total payload
available for the first landing missions.
In order to appreciate the significance of the class of experiments
that will be discussed in the following section, we raise two
related questions:
(1) If convergent evolution has taken place elsewhere, have
microorganisms gone beyond the stage of the simplest prokaryotes?
One example of prokaryotic cells is cyanobacteria, such as
Oscillatoria, which lack an internal nucleus. On Earth
prokaryotic cells have evolved in what we may call a "geologic
instant". It is sufficient to consider the Archean microfossils,
which are older than two and a half billion years. Evidence for
prokaryogenesis may even be one billion years older (Schopf, 1993);
but see the recent debate (Brasier et al., 2002), and also
(Kerr, 2002).
On these ancient rocks there are microfossils that have been interpreted
as cyanobacteria. Therefore, even in the remote Archean eon, we
already have unambiguous biosignatures, which suggest the presence
of simple prokaryotic life. Irrespective of the actual date of
the Archean microfossils (2,5 to 3,5 Gyr BP), the thesis that
prokaryogenesis occurred in a 'geologic instant' is persuasive.
We should recall firstly that the Earth itself dates back to approximately
4,6 Gyr BP; and, secondly, that our own star, the Sun, is expected
to provide steady conditions for life for another 4 - 5 Gyrs.
Prokaryotes, therefore, seem to be a necessary consequence of
planetary evolution of terrestrial-like environments (in view
of the events that we have summarised above as a 'geologic instant').
(2) Is it possible to recognize in a given prokaryote whether
the first steps towards primitive systems for the conduction of
ionic currents have already taken place? If simple responses
to ionic environments are found to occur, for instance in microorganisms
in the Europan ocean, then the first steps towards the generation
of neurone-like cells would already have been taken. These evolutionary
events are precursors of subsequent biological attributes of living
organisms that have strong selective advantage, independent of
any specific lineage, such as neurones, nervous systems, brains
and eventually signs of intelligent behaviour (i.e., communication).
2.4 A BRIDGE BETWEEN MICROBIOLOGY
AND ASTRONOMY
The two related questions raised in Sec. 2.3 would lead us to
a bridge between microbiology and bioastronomy. We can appreciate
that in the simplest microorganisms, such as the archaean Haloferax
volcanii there is already a 'conduction system', namely a
physiological response. We know that in this archaean there are
calcium channels linked to movement (Besnard et al, 1997).
In Table 1 we have gathered some physiological responses in microorganisms
and invertebrates.
In the tree of life, already at the low evolutionary level of
cnidarians, say in a medusa, or in a sea anemone, there are primitive
nervous systems. These systems of neurones are referred as 'nervous
nets' in the specialised literature in neurophysiology.
At low stages in the phylogenetic tree of life on Earth, we already
find nervous systems made up of neurones in flatworms and nematodes,
but it is remarkable that these organisms have also a primitive
brain, more precisely a cerebral ganglion.
There are many examples of cerebral ganglions in animals. For
instance, primitive nervous systems with developed peptidergic
neurotransmitters and cerebral ganglions are known to have evolved
in the roundworm (a nematode) Ascaris lumbricoides (Day
and Maule, 1999). Typically the ganglion receives inputs form
sensory organs and delivers outputs to muscles, via nerve filaments.
In Table 2 we have brought together examples of cerebral ganglions
in animals.
From these examples we can infer that in multicellular organisms,
almost as soon as some coordinated electrophysiological responses
are possible, they have been demonstrated to exist. (In addition
to our examples we refer the reader to a detailed review (Hille,
2001).)
We have assumed universal Darwinism (cf., Sec. 1). Consequently,
these responses, which are observed at an early evolutionary stage
in our phylogenetic tree, suggest the following (in principle
testable) conjecture: nervous systems will also evolve at an early
evolutionary stage elsewhere in the cosmos. If we find microorganisms
in our solar system, we can begin to test this conjecture with
the following question: Have microorganisms elsewhere developed
ionic channels, or are the putative exo-microorganisms, instead
at the level of mechanosensitive channels, responsible for simpler
tasks, quite unrelated to nervous system activity, such as the
control of osmotic pressure?
Table 1: Physiological responses
in microorganisms and invertebrates
(Chela-Flores, 2001; Shepherd, 1988; Villegas et al., 2000).
_______________________________________________________________________
Organism /Physiological responses
_______________________________________________________________________
Haloferax volcanii (archaea) / Voltage-dependent
ion channels and mechanosensitive ion
Neurospora (fungus) / Potassium channels
have been characterised in the giant cells of this fungus; impulses
last over one minute
Paramecium (protozoan) / Calcium channels involved in the
protozoan movements; action potentials are typically of the order
of 100 msec
Rhabdocalyptus dawsoni
(sponge) / Ca- and
Na-dependent channels
Aglantha digitale (jellyfish; cnidarian) / Action potentials have been characterised (nervous nets)
Tunicata (chordate) / Oocytes respond to an electric shock with a slow action potential
_______________________________________________________________________
All eukaryotes may have inherited
potassium, calcium, and later sodium channels (essential for the
emergence of the first neurone) from an ancestral cation channel
during the Archaean, over 2,400 million years ago (Shepherd, 1988).
On the Earth biota these proteins are macromolecular pores in
the cell membrane. In particular, in prokaryotes several channels
have been identified by electrophysiology and genomic analysis,
and their evolutionary link with eukaryotic channels have been
discussed in detail (Derst and Karastchin, 1998).
2.5 TESTING FOR DIFFERENCES
IN IONIC CHANNEL RESPONSES
Ion channels of the cellular membrane represent a first step in
the pathway toward the emergence of simple nerve nets and eventually
nervous systems, which are highly dependent on these proteins.
But already at early stages in cellular evolution we can appreciate
significant differences in ionic channel responses: in
the giant cells of the fungus Neurospora, for instance,
impulses are very slow - lasting over one minute. This is in sharp
contrast with the more evolved responses of Paramecium,
where calcium action potentials are involved in sensory responses
and ciliary movement; these impulses, unlike the case of the fungus
Neurospora, typically last for a period of the order of
100 msec (Shepherd, 1988).
Table 2: Some examples of
cerebral ganglions in animals
(Chela-Flores, 2001; Shepherd 1988; Sulston et al, 1983;
Villegas et al., 2000).
_______________________________________________________________________
Animal / Features of nervous systems, and cerebral ganglions
_______________________________________________________________________
Notoplana acticola (a marine species of flatworms; platyhelminths) / receives inputs form sensory organs and delivers outputs to muscles, via nerve filaments
Ascaris lumbricoides (roundworm; nematode) / receives signals
from sensory organs and sends output signals to muscles;
have peptidergic components
Caenorhabditis elegans (roundworm; nematode) / small number of neurones (302); the entire nervous system has been studied by electron microscopy at every stage of development; the lineage of every neurone has been traced back to the zygote.
_______________________________________________________________________
It would be a significant
step forward in our understanding of life in the universe if,
for instance, we were prepared to respond to a reprocessing of
the Europan ice, which could be inducing microorganisms close
to the surface, as it already happens in the frozen surfaces of
the Antarctic lakes (including Lake Vostok), or as it is suggested
by geophysical analysis of the Galileo images of the icy surface
of Europa (Greenberg et al., 2002).
The physiological response (action potential) of the exo-microorganism
could be compared with the extreme cases of action potentials
typical of Neurospora, on the longer time scale, or Paramecium,
on the much shorter time scale (cf., the above-mentioned values
of the action potentials in Table 1). The implementation of the
electro-physiological aspects of this experiment, which would
require only the assistance of remote control and the use of robotic
arms, is a challenge that deserves attention during the planning
of experiments (Chela-Flores, 2002).
(i) The introduction of a
microorganism in a previously prepared solution of ions.
(ii) The alteration of the concentration mechanically.
(iii) Inspection of the changes in possible cell polarization,
in order to distinguish microorganisms from inorganic particles.
These three stages are based on standard electrophysiology. The implementation of such an experiment in a laboratory analogue of a melter (cryobot) seems to be feasible: Some filtering process for particles and microorganisms is required. Subsequently, standard voltage-clamp (VC) ion-channel analysis would follow. Since only simple electrical responses to the VC equipment is needed, remote control would not be seem to be beyond technological feasibility, given the experience gathered with the previous missions to Mars and the planning of the Rosetta Mission for the landing on comets. The question of which ions to select has to be given some attention, but calcium, sodium and potassium ions are evident choices.
2.6 WHAT INSIGHTS COULD WE
EXPECT FORM THESE EXPERIMENTS?
We only need to recall, as we have done in the present paper (Table
1), that cells with different environmental requirements can generate
different impulses.
The proposed in situ experiment can be carried out either
in the ocean (inside a submersible), or even on the iced surface
(cf., Sec. 2.3).
New challenges arise from these unusual and novel settings:
o The question of miniaturisation. This is a problem which does
not seem to be beyond present day technology, and
o In spite of the straightforwardness of the suggested test, difficulties
typical of remote control have not been encountered previously
in the area of electrophysiology. (We recall that signals would
take about half an hour to reach the submersible in the Europan
ocean.)
We should underline the relevance of testing the initial stages
in the evolution of a neurone-like cell that has been presented
in this section. For instance, a significant evolutionary stage
would be exposed by the discovery of microorganisms with the capacity
of propagating an electric impulse of short temporal duration
(i.e., of the order of msec).
The larger issue in astrobiology regarding the universal evolution
of intelligent behaviour is clearly not restricted exclusively
to the suggested search for ionic channels at the early stages
of the evolution of nervous systems, which we have discussed in
this section: The suggestion of searching for traces of extraterrestrial
intelligence was already made in the middle of last century (the
SETI project). Rephrasing the astronomer's efforts: what is at
stake is the search for evolution of intelligent behaviour.
3. Discussion: Should we expect Europan biota to exhibit convergent evolution?
The sharp dichotomy between
chance (contingency) and necessity (natural selection as the main
driving force in evolution) is relevant for the new science of
astrobiology. Independent of historical contingency, natural selection
is powerful enough for organisms living in similar environments
to be shaped to similar ends.
The following examples suggest that, to a certain extent and in
certain conditions, natural selection may be stronger than chance
(further details are given in Chela-Flores, 2003). These examples
will suggest that the Europan search for life should focus on
the early stages of the evolutionary pathway that would be analogous
to our own:
Firstly, sticklebacks are small northern hemisphere fishes for
which it has been demonstrated that natural selection has been
the driving force in the evolution that has taken place in three
Canadian lakes (Rundle et al., 2000). Secondly, Black European
fruit flies that were transported to California offer a compelling
case in favour of the key role played by natural selection in
evolution (Huey et al., 2000). Finally, anole lizards from
Caribbean islands offer some evidence for repeated evolution of
similar groups of species, suggesting that adaptation is responsible
for the predictable evolutionary responses of these lizards (Losos
et al., 1998). We can speak in this case of evolutionary
history repeating itself (Vogel, 1998). In addition, further examples
at the molecular level reinforce the hypothesis that evolutionary
convergence is inexorably linked with evolution:
On the one hand, the northern sea cod is found on both sides of
the North Atlantic. The distantly related order Perciformes contains
the notothenioid fishes from the Antarctic. In spite of their
distant relationship with cods, they have evolved the same type
of antifreeze proteins, with repeats of the amino acids threonine,
alanine and proline (Chen et al., 1997). The Arctic cod
first appeared about 4 million years after the northern hemisphere
sea cod. This episode in evolution represents a clear example
of evolutionary convergence at the molecular level.
On the other hand, the mammalian lineage diverges form fishes
about 400 Myr before the present. Nevertheless, in humans the
long wavelength green and red visual pigments diverged about 30
Myr BP. But a recent episode in evolution has granted the blind
cave fish multiple wavelength-sensitive green and red pigments.
Genetic analysis demonstrates that the red pigment in humans and
fish evolved independently from the green pigment by a few identical
amino acid substitutions (Yokoyama and Yokoyama, 1990). Once again,
this is another illustration of evolutionary convergence at the
molecular level. Furthermore, evolutionary convergence of behaviour
has been identified amongst animals with the largest brains in
the oceans and on land, namely toothed whales (aquatic carnivores,
for instance the sperm whale), and elephants (terrestrial herbivores).
These animals, in spite of their radically different habitats,
resemble each other more than they do other animals with which
they share similar ancestries, diets, or environments. One specific
example of behavioural resemblance is social organization. Since
these animals are not closely related through evolutionary history,
their shared attributes constitute an example of convergent
behaviour, not a coincidence (Weilgart et al,
1996).
Consequently, the numerous examples we have cited, which highlight
the ubiquity of evolutionary convergence, strongly argue against
biological diversity being unique to Earth and that that within
certain limits the outcome of evolutionary processes might be
rather predictable (Conway Morris, 1998, 2002). These Darwinian
arguments provide a cornerstone our thinking for the relevance
of searching for evolutionary biosignatures from the beginning
of the exploration of Europa, as we have maintained throughout
this paper.
To sum up, we have suggested how to plan some experiments in order
to test preliminary insights into the question of the distribution
of life in the universe. The main conjecture of this work is that
universal evolution of intelligent behaviour is at the end of
an evolutionary pathway, in which evolution of ion channels in
the membrane of exo-microorganisms occurs in its early stages.
Further, we have argued that a preliminary test of this conjecture
is feasible with experiments on the Europan surface or ocean,
involving evolutionary biosignatures (ion channels). This aspect
of exploration for life in the solar system should be viewed as
a complement to the astronomical approach for the search of evidence
of the later stages of the evolutionary pathways towards intelligent
behaviour.
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